Financial Advisers Near Me
Are There Ever Situations Where I Ought To Use A Restricted Adviser?
Firms we now have been told are offering regulated services or products without the correct authorisation – or intentionally operating scams – at the moment are included within the Register with prominent warnings. Use the contact particulars on the Register to substantiate you’re coping with the real agency before doing enterprise with them. Solo-regulated companies should submit their Directory Persons knowledge via Connect by 31 March 2021. We will incrementally show information from solo-regulated companies as it’s submitted from 14 December 2020. If submitting information for 10 or …